Private Wealth Team @CIBC_FCIB | Mellon
Joined October 2022
- Tweets 34
- Following 16
- Followers 106
- Likes 41
Photos and videos
A trusted contact is a person you authorize your financial firm to contact in limited circumstances. They might be a family member, attorney or another third-party whom you think would respect your privacy and know how to handle the responsibility. ▶️ bit.ly/43YKKbS
203
7
19
20,536
Fernando F. Cugliari retweeted
12 Mar 2023
A statement from @thebankoflondon regarding @SVB_UK (Silicon Valley Bank UK Limited)
10
41
81
31,282
JUST IN: We have fined Webull $3 million for options customer approval violations.
Learn more ▶️ bit.ly/3ymrhDz
360
22
67
30,890
26 Dec 2022
BNY Mellon Wealth Management Names Barry McKenzie as Market President in Naples, FL prnewswire.com/news-releases…
1
8
1
519
Fernando F. Cugliari retweeted
14 Dec 2022
The Commission just voted to propose Regulation Best Execution, which would establish a best execution standard & require detailed policies & procedures for brokers, dealers, govt securities brokers, govt securities dealers, & municipal securities dealers, & more.
24
7
45
Fernando F. Cugliari retweeted
11 Nov 2022
Happy Veterans Day!
Tune in Nov. 17th at 2pm ET as our #SECSmallBiz team joins @DAVHQ @patriotbootcamp for a live streaming Caffeine Connect session focused on empowering veteran and military spouse entrepreneurs to navigate #capitalraising pathways. #DAVPatriotBootCamp
93
3
19
Fernando F. Cugliari retweeted
26 Oct 2022
I was pleased to support today's amendments regarding shareholder reports. They would benefit investors by ensuring access to material, accurate, & useful information in an accessible manner.
241
13
76
28 Oct 2022
Interesting…
27 Oct 2022
Today we announced updates to the list of unregistered entities that use misleading information to solicit investors, adding 35 soliciting entities, 4 impersonators of genuine firms, and 4 bogus regulators.
You can search the entire PAUSE LIST here.
sec.gov/news/press-release/2…
1
9
3
Fernando F. Cugliari retweeted
25 Oct 2022
Small businesses & entrepreneurs have a seat at the table for our work @SECGov.
That’s not only because a number of us on the Commission grew up with “the family business.” It’s also because our capital markets are relevant to those small businesses as well.
37
3
23
Fernando F. Cugliari retweeted
3 Oct 2022
Today @SECGov, we charged Kim Kardashian for unlawfully touting a crypto security.
This case is a reminder that, when celebrities / influencers endorse investment opps, including crypto asset securities, it doesn’t mean those investment products are right for all investors.
4,209
2,661
11,561
Fernando F. Cugliari retweeted
6 Oct 2022
We're having a virtual career info session with @GaryGensler & @CFTCbehnam.
Join the SEC & @CFTC Virtual Career Forum: Explore the Attorney Path TODAY from 4-6:30pm ET.
If you're interested in attorney careers in financial services, be sure to register now 👇
137
5
13
Fernando F. Cugliari retweeted
13 Oct 2022
Investment scams can almost sound legitimate, so how can you spot when an investment opportunity is a scam?
Our @SEC_Investor_Ed created a mock video showing investors what real scams can look like.
145
12
35
Fernando F. Cugliari retweeted
21 Oct 2022
Today, California-based Mattel agreed to pay $3.5 million to settle financial misstatement charges. Separately, we initiated litigation against a former audit partner at PWC to determine if he engaged in improper professional conduct.
73
15
37
Fernando F. Cugliari retweeted
24 Oct 2022
Today at 4 pm ET, we join @EngineOrg for their startup policy seminar to explore challenges faced by founders and policies for improving access to capital. Register here 👉 eventbrite.com/e/startup-pol…
20
4
8
Fernando F. Cugliari retweeted
24 Oct 2022
Today we announced that Jason J. Burt has been named Regional Director of the Denver Office, where he has served as Acting Co-Director since July.
35
6
7
Fernando F. Cugliari retweeted
24 Oct 2022
Today we charged Cronos Group, a Nasdaq-listed, Toronto-based cannabis company, for improperly accounting for millions in revenue.
In agreeing to settle, we determined Cronos should not incur a financial penalty given its significant cooperation.
sec.gov/news/press-release/2…
94
40
142
Fernando F. Cugliari retweeted
25 Aug 2022
.@Prometheuminc Co-Founder & Co-CEO Aaron Kaplan joins @JillMalandrino on @Nasdaq #TradeTalks to discuss the vision for regulation being applied to the digital asset industry. x.com/i/broadcasts/1djGXPWpg…
4
9