ACA Group is the leading #governance, #risk, and #compliance (#GRC) advisor in financial services.
Joined January 2013
- Tweets 6,831
- Following 545
- Followers 957
- Likes 598
5,432 Photos and videos
Pinned Tweet
Feb 6
As dual-share class structures gain momentum, firms are weighing new opportunities alongside new risks.
Which risk factor concerns you most with dual-share classes?
0%
Board oversight preparedn
0%
Operational complexity
0%
Cost of implementation
0%
Negative client experienc
0%
0%
0%
0%
0 votes • Final results
133
Jun 12
Transaction reporting frameworks can appear robust until regulatory change exposes gaps in governance and oversight.
Our latest article explores why the three lines of defence matter more than ever.
Read More: hubs.ly/Q04kMY_D0
#MiFIR #EMIR #TransactionReporting
7
Jun 11
Discover how ACA combined RegTech and Managed Services to centralize oversight, cut 200 hours of effort, and help a global firm scale with confidence.
Read the Case Study: hubs.ly/Q04kMXBy0
9
Jun 10
New GIPS® Outsourced Chief Investment Officer Guidance Statement? We’ve got you covered. Download ACA’s OCIO GIPS Implementation Checklist for the key steps, policies, benchmarks, and reporting updates your team needs.
📥 Get the Checklist: hubs.ly/Q04kBR_J0
14
Jun 10
FCA authorisation is often underestimated as purely regulatory, but its strategic impact is far broader.
It can support credibility, market access, and long-term growth.
What should firms consider?
Read more: hubs.ly/Q04kMCwt0
14
Jun 9
Join @ACAGlobal and @anduintransact for a webcast on how integrated tech and service providers are improving investor onboarding, transparency, and compliance.
Register Now: hubs.ly/Q04kD7lp0
#AML #KYC #PrivateMarkets #RegTech
20
Jun 5
🚀 Expanding into the U.S. market? SEC registration is a key step for many non-U.S. managers.
Understand ERA vs RIA status, compliance obligations, and what to expect from exams in our upcoming webcast.
Register Here: hubs.ly/Q04kgmxL0
17
Jun 3
Operational resilience starts with the right governance team. Reg S‑P amendments are raising the bar on governance and oversight responsibility. Learn how outsourced fund officers support regulatory obligations.
hubs.ly/Q04hcLwN0
21
Jun 2
🚨 GIPS deadline approaching
Firms must submit their annual compliance notification by June 30, 2026, or risk losing GIPS compliance status.
Get the key details what to do next:
👉 hubs.ly/Q04jPcS90
23
Jun 2
Transaction reporting is being simplified, but that does not mean it will scale.
FCA CP25/32 reduces scope, but firms still need frameworks that can support growth.
What does this mean in practice?
Read More: hubs.ly/Q04jgWzn0
20
Jun 1
We are pleased to announce that Trey Loughran has joined ACA Group as Chief Executive Officer. Read the full announcement: hubs.ly/Q04jy9Xs0
26
Jun 1
Regulatory expectations around AML, financial crime, and market abuse are rising. Are your controls proactive? Do senior managers understand their SM&CR responsibilities? Our training programs help your teams stay ahead of risk. Explore courses: hubs.ly/Q04f4CG60
17
May 31
The DIFC’s rise to seventh in the Global Financial Centres Index, alongside recent DFSA relief measures, signals how regulatory expectations and operational resilience are being tested in practice.
What should firms be considering now?
Read More: hubs.ly/Q04jgM3s0
18
May 29
Insider dealing isn’t just an employee risk. A recent FCA case shows how an external consultant used MNPI to make £128K in illicit gains, identified because a firm’s STOR triggered FCA scrutiny. Learn how to strengthen your surveillance program today: hubs.ly/Q04jd9Jh0
26
May 28
June 3, 2026, is approaching fast.
The SEC exams won’t just review policies; they’ll test how your controls work in practice.
Are you ready? hubs.ly/Q04jgJwg0
23
May 27
AI is reshaping compliance in financial services, but are firms keeping up? New ACA benchmarking reveals how firms are using AI, where gaps remain, and what leading orgs are doing differently.
Download the State of AI in Compliance & Operations report: hubs.ly/Q04j2Jsk0
23
May 27
📊 Outsourced Treasurer Services: More Important Than Ever
From liquidity and NAV oversight to valuation and regulatory accountability, the treasurer role keeps expanding.
Learn how outsourced support can help.
📅 Book a 30‑min consultation: hubs.ly/Q04hcLSm0
31
May 21
Writing an AI policy that’s too rigid can stall adoption. Writing one that’s too vague can create risk. 👉 Listen for practical insight into building policies that actually work:
hubs.ly/Q04hv0CT0
36
May 21
Private credit is evolving, and so are investor expectations.
Advisers must navigate liquidity, valuation, and performance transparency to build trust.
Read Private Credit’s Next Chapter: hubs.ly/Q04hcMKs0
27
May 20
The SEC’s focus on first-time examinees is increasing, and newly registered RICs are under growing scrutiny. A readiness assessment now can help identify gaps before they become examination findings.
✅ Book a 30‑min RIC readiness consultation. hubs.ly/Q04hcmpP0
17
May 20
FCA scrutiny of non-financial misconduct is increasing, with greater focus on how firms assess and evidence decisions in practice.
What does this mean for firms?
Read More: hubs.ly/Q04hcm9G0
26