CSS is a global RegTech platform delivering a set of regulatory solutions that serve compliance professionals across the financial services industry.
Joined May 2017
- Tweets 1,374
- Following 3,412
- Followers 1,109
- Likes 167
680 Photos and videos
Pinned Tweet
4 Dec 2024
Do you follow @ConfluenceTech?
CSS is now a part of Confluence, so if you would like to keep up to date with us, please follow @ConfluenceTech, as this account will soon be no longer in use.
Learn more about Confluence here: confluence.com
49
7 Dec 2023
The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/cons…
2
44
7 Dec 2023
The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/cons…
22
29 Nov 2023
With an estimated $18.4T of #ESG orientated assets now being managed globally, the #FCA is putting in place new #SustainabilityDisclosure Requirements and an investment labels regime: fca.org.uk/news/press-releas…
#sustainability #investmentmanagement
12
28 Nov 2023
As #assetmanagers prepare to launch tokenized versions of their funds, key challenges, such as a lack of industry collaboration and regulation, remain as hurdles, according to a recent @InvAssoc survey.
investmentweek.co.uk/news/41…
#investmentmanagement #tokenization @InvestmentWeek
16
27 Nov 2023
UK #AssetOwner Stewardship Review 2023 published research last week that paints a less than flattering picture of asset managers’ approach to #corporategovernance.
institutionalassetmanager.co…
#assetmanagers #investmentmanagement #TransitionPathwayInitiative @InsAsssetManager
9
22 Nov 2023
#FINRA has proposed a new rule that would allow #brokerdealers to use #projectedperformance in their marketing communications to #institutionalinvestors & qualified purchasers, such as #retirementplan investment fiduciaries.
finra.org/rules-guidance/rul…
#investmentmanagement @FINRA
8
17 Nov 2023
Could another FTX event happen again? #CFTC chair Rostin Behnam said that nothing has happened in the past year to prevent another one as market dynamics changed significantly in the last 3 years.
marketsmedia.com/federal-leg…
#digitalassets #finreg #assetmanagement @marketsmedia
16
9 Nov 2023
The @CFAinstitute has published new definitions for #sustainablefinance terms to standardize terminology & enable #institutionalinvestors, regulators & participants to precisely communicate #ESGinvesting & #responsibleinvesting.
rpc.cfainstitute.org/-/media…
#ESG #assetmanagement
17
1 Nov 2023
The White House & #DOL will unveil a new rule proposal requiring rollover advice to be in the best interest of the saver & apply a #bestinterest standard to advice #plansponsors receive about investments included in #401k & other plans.
Learn more: dol.gov/newsroom/releases/eb…
170
31 Oct 2023
The UK has finalized its new rules for #stablecoins and the financial promotion of #cryptoassets, incorporating the #crypto industry into the existing regulatory framework for traditional #financialservices.
investmentweek.co.uk/news/41…
#finreg @InvestmentWeek
14
25 Oct 2023
The EU's proposal to update #AIFMD 2 and the #UCITS directive presents challenges and opportunities as #fundmanagers and #assetmanagers gear up to navigate the revamped landscape.
funds-europe.com/insights/ai…
#finreg #compliance #alternativeinvestments #investmentmanagement
1
22
17 Oct 2023
The #SEC adopted new Rule 10c-1a on Oct. 13 requiring increased disclosure from institutional #shortsellers and making public certain information in the #securitieslending market.
sec.gov/news/press-release/2…
#finreg #investmentmanagement
15
11 Oct 2023
Opinions vary on the #SEC expanding the scope of its #NamesRule — some industry players feel the new rule will help prevent misleading #fundnames, but others say it will be a disruption to the industry.
What do you think?
pionline.com/regulation/new-…
#assetmanagement @pensionsnews
12
3 Oct 2023
Institutional asset owners, #assetmanagers and #privateequity firms are uniquely positioned to be victims of #cyberattacks. #FinancialServices firms are 300X as likely as other companies to be targeted by a cyberattack.
ai-cio.com/news/how-private-…
#cybersecurity @ChiefInvOfficer
25
29 Sep 2023
The #FCA has urged firms offering high-risk #investments to #retailinvestors to review their financial promotion approaches after the regulator found several examples of poor practice in a sample review.
investmentweek.co.uk/news/41…
#finreg #investmentmanagement @InvestmentWeek
25
27 Sep 2023
In consultation papers, UK financial regulators have proposed boosting #diversity & #inclusion to support healthy work cultures, reduce groupthink, and unlock talent. The consultation is open until 18 December 2023.
marketsmedia.com/uk-regulato…
#DEI #financialservices @marketsmedia
15
25 Sep 2023
Excited to share an insightful deep-dive by Alison K Fraser and Kevin Renner! We uncover what goes on "Behind the Curtain" of SEC examinations, shedding light on the risk-based methodology!
Check out the full blog here: bit.ly/3ZLu5qN
#compliance #financialregulation
11
22 Sep 2023
In an effort to prevent funds from misrepresenting their investments and risks, the #SEC on Sept. 20 approved amendments to broaden the scope of its #NamesRule.
sec.gov/sec-enhances-rule-pr…
#finreg #fundnames #investmentmanagement
20
13 Sep 2023
The #FCA is introducing new screening checks - requiring firms approving #financialmarketing for unregulated firms to demonstrate they have the necessary skills and expertise to approve adverts.
fca.org.uk/news/press-releas…
#finreg #investmentmanagement
1
14