Compliance is all we do.

Joined November 2016
557 Photos and videos
TODAY IS MATCHING DAY FOR BIG CLIMB PHILLY Step up to take cancer down with me TODAY! Your donation will be matched dollar for dollar (up to $10,000 aggregate). Please support our fundraising efforts by making a donation ASAP to double your impact:…lnkd.in/eB9yRraC
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STEP UP TO TAKE CANCER DOWN: BIG CLIMB PHILLY FOR LLS MAY 6 lnkd.in/e-4YNew4 On May 6, I am leading a team in the Big Climb Philly, where we climb the steps of Lincoln Financial Field to raise money to fund the therapies…lnkd.in/e7CqRBW6 lnkd.in/eaE6tW5J
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STEP UP TO TAKE CANCER DOWN: BIG CLIMB PHILLY FOR LLS MAY 6 lnkd.in/e-4YNew4 On May 6, I am leading a team in the Big Climb Philly, where we climb the steps of Lincoln Financial Field to raise money to fund the therapies and treatments to treat l…lnkd.in/eX2M9JDj
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CHALLENGE: Fear of ChatGPT and AI MY TAKE: Rather than ban ChatGPT, we should start using it more. lnkd.in/eMuAz2wR lnkd.in/e937qJpG
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CHALLENGE: Lawyers reporting suspicious transactions. Congress should not require lawyers to file Suspicious Activity Reports. lnkd.in/e4hUUrvS lnkd.in/e9wz7wJE
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CHALLENGE: Crypto regulation. The crypto industry needs an Investment Company Act. lnkd.in/eWYdaK7d lnkd.in/eYFfwx7H
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CHALLENGE: Crypto regulation. The crypto industry needs an Investment Company Act. lnkd.in/eWYdaK7d
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CHALLENGE: Who’s afraid of the big bad banks? Should financial advisers fear the investment banks pivoting to wealth management? lnkd.in/e9522nZ6
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CHALLENGE: Docking employees for regulatory violations Should firms hold their employees accountable for compliance violations by withholding compensation to satisfy regulatory fines? lnkd.in/gY9sYTHM
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CHALLENGE: Docking employees for regulatory violations Should firms hold their employees accountable for compliance violations by withholding compensation to satisfy regulatory fines? lnkd.in/gPszXgSx
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To Compete, or Non-Compete? Should financial and investment firms continue to use covenants not to compete? #hiring #employee #tradesecrets lnkd.in/eDbf3Fcs
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After 2022's poor investment returns, should an investment firm consider changing its investment model? lnkd.in/epDfMtpS
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I am pleased to announce the formation of Cipperman Analytics, a management consulting firm for growth-minded investment managers and fund managers. We will advise on strategic objectives, distribution strategies, financing options, board and corporate g…lnkd.in/eQndEcVw
I’m happy to share that I’m starting a new position as Managing Principal at Cipperman Analytics! lnkd.in/ea5SyH5N

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Thank you to our clients and partners for all their endless support! We are proud to share that we will be joining forces with @ForesideTweets. Click below to read the full press release: bit.ly/3ujWwOs #GRC #Compliance
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Compli-pros should share this 26-page tome with their bosses to press their cases about why they need more resources.   Cipperman Compliance Services, LLC #investmentadvisers #outsourcing #complianceofficer lnkd.in/es5DKxBG

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Utilizing online tools and committing to no less than 6 on-site visits are just two of the #bestpractices we follow to implement an effective #remote #compliance program. See our full list of tips below: bit.ly/3JyFTU1
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In honor of #WomensHistoryMonth we would like to thank all of the women who are part of the CCS team for their hard work and dedication! bit.ly/36fIILG
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A recent #SEC case forced a #venturecaptial manager to pay $5.4M for overcharging clients and had the #firm agree to create a #CCO position. Hear @Cipperman's take in our latest blog: bit.ly/3L7Nolh
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