Smartria's cloud-based platform simplifies #compliance for consultants, CCOs, operations teams, IARs, and the staff who support them. #smartria #riacompliance
Joined May 2009
- Tweets 1,164
- Following 771
- Followers 433
- Likes 305
792 Photos and videos
26 Sep 2024
Is your #RIA firm juggling too much? With recent events like the Crowdstrike outage, #cybersecurity is more critical than ever. The SEC is stepping up to protect investors. Learn more: smart-ria.com/blog/how-rias-…
64
25 Sep 2024
The @DynastyFP team spends just 2-5 hours a week maintaining their #compliance program with Smartria. 🤯 If you're spending more time than that, let's talk! Boost your efficiency—book a demo today: smart-ria.com/schedule-your-… #ComplianceTech
29
24 Sep 2024
Say goodbye to outdated compliance methods. Our innovative platform is designed to make compliance management simpler, faster, & more effective. Want to learn more? Join our live #demo to see how Smartria can transform your #compliance strategy! 🚀 hubs.li/Q02BpS7K0
26
21 Sep 2024
Don't miss this one. It's time to update Form U4.
Download our 2024 Compliance Calendar today and never miss a deadline:
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
23
20 Sep 2024
It's time to test your disaster recovery plan. ⏰
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
16
18 Sep 2024
Ensure you're audit-ready with our "Always Audit Ready" newsletter. Monthly insights, reminders and tips for compliance minded RIAs.
Sign up here: go.smart-ria.com/compliance-…
#Compliance #Newsletter #SignUp
17
17 Sep 2024
Curious how #RIAs are using Smartria to simplify their workflows? Check out @DynastyFP, a key player in The Era of Independence™, leveraging Smartria for #compliance awareness across their team. Ready to streamline your own compliance? Book a demo today: smart-ria.com/schedule-your-…
27
15 Sep 2024
Ensure your organization remains compliant.
Download our 2024 Compliance Calendar today and never miss a deadline:
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
14
14 Sep 2024
We've got your back! 💪
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
9
12 Sep 2024
In August, 26 financial firms received $363 million in fines from the SEC for violating the New Marketing Rule. In our latest blog post, we’re sharing more about these recent penalties plus three things you can do to boost your compliance efforts today. bit.ly/3MEymGr
16
11 Sep 2024
July’s #Crowdstrike outage was a wake-up call for those who rely on 3rd party systems—including RIAs & other financial professionals. Here's a reminder on how your firm can prioritize #cybersecurity to appease evolving regulations & protect client data. bit.ly/3XmR1vn
35
7 Sep 2024
Stay informed. Stay Trusted. 📧
Download our 2024 Compliance Calendar today and never miss a deadline:
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
7
6 Sep 2024
🏆 Excited to share that we won a #Wealthie last night. 🙌
Thank you @wealth_mgmt for this incredible honor!
#wealthmanagementindustryawards #Wealthies
30
5 Sep 2024
Ready to fall back into your compliance groove? 📅 🍎
Our free 2024 #ComplianceCalendar ensures you navigate the regulatory waters this month. From email reviews to vendor due diligence, let's ensure your regulatory obligations are met without a hitch. hubs.li/Q02lpRWV0
36
30 Aug 2024
Did you miss the latest edition of our Always Audit Ready #newsletter? Well, we've got you covered...check it out here: bit.ly/3TeFb5l
And if you want to keep your finger on the #compliance pulse, sign up here to get on the list: hubs.li/Q02tZ6b20
10
29 Aug 2024
Keep partnerships with vendors and service providers strong and compliant!
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
13
28 Aug 2024
Ensure transparency and trust. 🤝
Download our 2024 Compliance Calendar today and never miss a deadline:
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
7
27 Aug 2024
Stressed out by the new SEC marketing rule? You're not alone. With changes like this, come an immediate need to update and revise your firm’s current compliance policies & procedures. Learn how Smartria takes the weight of #compliance off your shoulders. bit.ly/3X3g5rp
14
25 Aug 2024
🔒 Secure your organization against cyber threats and ensure compliance.
Stay audit-ready and make sure you download our 2024 Compliance Calendar!
hubs.li/Q02lpRWV0
#ComplianceCalendar #Smartria #compliance
16
22 Aug 2024
Join us next week for a #webinar on mastering the SEC Marketing Rule! @jpatrickhunt hosts @dianacabrices & Brian Thorp from @wealthtender, helping #RIAs maximize the marketing rule while staying compliant.
📅 Thursday, August 29 at 1 PM ET
Register now: bit.ly/4diCMOK
1
386